Family Office Specialist Advisory
Portfolio compliance reviews, special investigations, and agreed upon procedures.
- Portfolio Compliance
- Special Investigations
- Agreed Upon Procedures
- Family Office
Three mandates, one trusted team
Each service addresses a different need — but all three share the same commitment to factual rigour, discretion, and independence.
Independent review of investment portfolios and family office structures against mandated guidelines, regulatory requirements, and governance obligations.
- Investment policy compliance
- Regulatory alignment
- Portfolio risk review
- Governance assessment
Structured, confidential investigations into suspected fraud, misconduct, misappropriation, regulatory breaches, and whistleblower allegations.
- Fraud & misconduct
- Asset misappropriation
- Regulatory breach
- Dispute support
Factual reporting based on specific procedures agreed with the client — no opinion, no audit, just clear, evidenced findings.
- Transaction verification
- Compliance testing
- Financial reconciliation
- Regulatory submissions
Who engages us
Our specialist advisory clients include private offices, financial institutions, legal counsel, and regulators.
Family Offices
HNWI & Private Wealth
Private Banks & Asset Managers
Wealth & fund management
Legal Counsel
Regulators & Authorities
Corporates & Boards
Private Equity
Insurers & Indemnifiers
Claim & fidelity support
How an engagement begins
A straightforward path from first conversation to assurance delivered.
Discovery Call
Understand your regulatory position, obligations, and compliance priorities
Scope & Proposal
Tailored scope, engagement approach, fixed or retainer fee
Mobilisation
5C findings, root cause, risk rating, quality review
Delivery
Compliance work executed with regular progress reporting
Handover & Support
Documentation handed over with ongoing support available
